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NotificationsNotify me of updates to McMeel & Virgo on Financial Advice & Financial Products 3ed (2014)
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McMeel & Virgo on Financial Advice & Financial Products 3ed (2014)  $529.00 

 

Edited Gerard McMeel & John Virgo

Now available again in hardback, this comprehensive work covers the legal and regulatory environment in which claims concerning sales of and advice on financial products for individuals and businesses are brought and defended.

Fully updated to explain the impact of the twin peaks regulation under the Financial Services Act 2012, the book analyses the role of the Financial Conduct Authority and considers its activities to date.

The book covers both statutory claims and traditional 'professional negligence' claims based on contract and tort against financial advisers, brokers, other intermediaries and product providers. Also included in this third edition is a new chapter on consumer credit, considering the transfer of responsibility for the consumer credit regime from the Office of Fair Trading to the Financial Conduct Authority.

This is the leading work on professional negligence in the financial services field and is an essential reference tool for all those who advise on bringing or defending such claims.

Contents:

PART I: THE INDUSTRY AND REGULATORY CONTEXT

1. The Legal and Regulatory Framework

2. The UK Regulatory Framework


PART II: CAUSES OF ACTION

3. Unregulated Financial Services and the Impact on Transactions

4. Breach of Statutory Duty

5. Claims in Contract

6. Misrepresentation and Duties of Disclosure

7. Negligence

8. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability


PART III: INTERMEDIARIES AND FINANCIAL PROMOTION

9. Intermediaries

10. Financial Promotion


PART IV: STANDARDS OF CONDUCT

11. Standards of Conduct: Overview

12. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS')

13. Regulated Collective Investment Schemes

14. Standards of Conduct in General Insurance Business

15. Standards of Conduct in Mortgage Lending and Advising


PART V: DEPOSIT-TAKING AND CONSUMER CREDIT CONDUCT OF BUSINESS

16. Conduct of Business for Banks, Other Deposit-Takers and Payment Services Providers

17. Regulation of Consumer Credit Business by the Financial Conduct Authority


PART VI: REMEDIES

18. Remedies

19. Accessing Compensation: The Framework


PART VII: BRINGING AND DEFENDING CLAIMS

20. Proving Liability and Loss: Use of Experts

21. Claims Investigation and Presentation

22. Defending Claims

23. Defences


PART VIII: FINANCIAL SERVICES AND SOLICITORS

24. Financial Services and Solicitors

Publisher:  OUP
ISBN/ISSN:  9780198705956
Binding:  Hardback
Pages:  1,064

All prices are in SingDollars. Prices are subject to change without prior notice. Overseas' orders, please email, fax or call us for packing & postage charges unless otherwise stated.
This product was added to our catalog on Wednesday 18 May, 2016.
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