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NotificationsNotify me of updates to Banking & Financial Services Regulation 3ed, 2002 reprinted 2007
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Banking & Financial Services Regulation 3ed, 2002 reprinted 2007  $735.00 

General Editor: William Blair, QC, 3 Verulum Buildings

The 3rd edition of Banking and Financial Services Regulation provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.

Contents:

Banks and the regulatory regime

The Financial Services Authority and the Financial Services and Markets Act 2000

Regulated activities - investment business

Other regulated activities

Authorisation and approved persons

Deposit-taking and banking supervision

Investment management

Marketing and financial promotion

Market misconduct

The prevention of money laundering and terrorist finance

Customer care

Client money

Record-keeping and notifications

Ensuring compliance: managing regulatory and reputational risk

Capital adequacy

Fiancial derivatives

Global custody

Listing and regulated exchanges and clearing

Investigations, discipline and enforcement

FSA decision-making and the Financial Services and Markets Tribunal

International supervisory co-operation

Appendix

Index.

Publisher:  Tottel Publishing
ISBN/ISSN:  9871845924010
Binding:  Hardcover
Pages:  692

All prices are in SingDollars. Prices are subject to change without prior notice. Overseas' orders, please email, fax or call us for packing & postage charges unless otherwise stated.
This product was added to our catalog on Sunday 18 November, 2007.
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